Rule of 11

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#Item
681

SR-EDGX[removed]Page 17 of 17 Exhibit 5 Text of the proposed rule change (Additions are underlined; deletions are in [brackets].) Rule 11.14.

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Source URL: www.sec.gov

- Date: 2012-07-26 13:31:08
    682United States securities law / Financial markets / Mathematical finance / Finance / Investment / Regulation NMS / Routing / Securities Exchange Act / Algorithmic trading / United States Securities and Exchange Commission / Financial economics / Stock market

    Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BATS Rule 11.13, entitled "Order Execution"

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    Source URL: www.sec.gov

    Language: English - Date: 2010-07-01 15:15:09
    683Lawyers / Legal education / Law Society of Alberta / Articled clerk / Barrister / Law / Legal professions / Practice of law

    Form 2-5 (Rule 57) Education Plan 1.

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    Source URL: 66.11.159.211

    Language: English - Date: 2012-12-20 16:17:14
    684Direct Edge / Securities Exchange Act / U.S. Securities and Exchange Commission / Routing / Economy of the United States / Financial regulation / Government / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law

    SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]December 8, 2011 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change to Amend EDGA Rule 11.9 Pu

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    Source URL: www.sec.gov

    Language: English - Date: 2011-12-09 16:19:42
    685Securities Exchange Act / Transmission Control Protocol / U.S. Securities and Exchange Commission / Financial regulation / Financial economics / Government / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

    Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add BYX Rule 11.22, Entitled "Data Products"

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    Source URL: www.sec.gov

    Language: English - Date: 2011-05-10 10:59:07
    686United States securities law / Finance / 73rd United States Congress / Financial markets / Stock market / Securities Exchange Act / Order / Securities Act / NASDAQ / Financial economics / United States Securities and Exchange Commission / Investment

    Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5(c), NBBO Offset Peg Order

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    Source URL: www.sec.gov

    Language: English - Date: 2013-06-28 07:39:27
    687Financial system / NYSE Euronext / Futures contract / Securities Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Market data / Short / London Stock Exchange / Chicago Stock Exchange / Financial markets / Financial economics / Finance

    SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]April 11, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amen

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    Source URL: www.sec.gov

    Language: English - Date: 2014-04-11 16:02:39
    688Securities Exchange Act / SEC filings / Financial regulation / U.S. Securities and Exchange Commission / Government / Securities and Exchange Commission / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

    Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.12

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    Source URL: www.sec.gov

    Language: English - Date: 2010-07-30 12:14:47
    689Actuarial science / Insurance / Underwriting / Bond / Finance / United States corporate law / United States securities law / Securities / Financial economics / Economics

    145 of 145   EXHIBIT 5 Rule G-11: Primary Offering Practices (a) – (k) No change.

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    Language: English - Date: 2013-10-04 09:47:46
    690United States securities law / United States / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / NASDAQ / NYSE Euronext / New York Stock Exchange / Direct Edge / Economy of the United States / United States Securities and Exchange Commission / New York City

    SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]November 8, 2012 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change to Amend EDGX Rule 11.

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    Source URL: www.sec.gov

    Language: English - Date: 2012-11-09 14:40:42
    UPDATE